Background
The objective of the First Nations Infrastructure Fund (FNIF) is to improve the quality of life and the environment for First Nation communities by assisting First Nations in the provinces to improve and increase public infrastructure on reserves, Crown Land, land set-aside for the use and benefit of a First Nation, or off-reserve in the case of cost-shared projects with non-First Nation partners such as neighbouring municipalities.
Five categories of projects are eligible for funding under the program, each with several subcategories. All projects must fall within one or more of the eligible subcategories:
- Planning and Skills Development
- Comprehensive Community Planning
- Capital / Infrastructure Planning
- Community Infrastructure Awareness and Maintenance Capacity
- Training Related to Supporting Community Infrastructure
- Solid Waste Management
- Waste Disposal Site Construction
- Waste Diversion Projects
- Transfer Stations
- Recycling
- Roads and Bridges
- Local Roads
- Access Roads
- Cost Sharing With Provincial / Municipal Roads Projects
- Bridges
- Energy Systems
- Grid Hook-Up Projects
- Sustainable Energy Systems For Facilities - Solar Walls, Ground-Source Heat Pumps, Wind Power, Etc.
- Connectivity
- High-speed backbone (transport) networks
- Broadband points of presence (PoPs)
- Local access networks
- Satellite capacity
How will the program be managed?
Effective August 2009, First Nations will be invited to participate in the First Nation Infrastructure Fund Third Call for proposals. First Nations are to submit their application forms, including project proposals, to their respective Indian and Northern Affairs Canada (INAC) regional office. The proposals will be forwarded to the Regional Committee, comprised of regional representatives from the First Nations and INAC as well as municipal, provincial, federal, and/or private sector representatives, when appropriate. This committee will be responsible to analyse and assess the project applications against established screening and selection criteria, and make funding recommendations to the Regional Director General (RDG).
Who can apply?
Eligible FNIF recipients are First Nation communities, which includes:
- a First Nation government including a band or tribal council or its agent (including its wholly owned corporation) on the condition that the First Nation has indicated support for the project and for the legally designated representative to act as an Applicant through a formal Band or Tribal Council resolution, or other documentation from Self-governing First Nations; and
- Innu communities where the applicant is on reserve or on Crown Land in the provinces;
The following are not eligible FNIF recipients:
- Departments, ministries and agencies of Canada or of a Province or Territory and federal, provincial or territorial departmental corporations or Crown corporations.
- Any other entity, such as private sector entities, that delivers core municipal services agreed to in a jurisdiction by Canada and that jurisdiction.
Project Funding
Applicants demonstrating the ability to cost share projects with the Federal Government will have their applications evaluated and ranked such that this capacity is recognized and rewarded. The same can be said of applications where the applicant has secured a partnership with contiguous municipalities, provincial authorities or private interests.
In an effort to recognize the range of infrastructure needs in First Nation communities across the country, regional committees will strive to ensure that all parts of the region benefit from projects, and in an effort to respect this, the contribution from FNIF will not exceed $10 million per project. While FNIF will allow a First Nation to apply every year to access FNIF funding, the maximum allowed payable per recipient will also be capped at $10 million over the five year program. This will also support the objective of FNIF to ensure that as many First Nations as possible have the opportunity to access these funds.
Additional Information
For additional information on the First Nations Infrastructure Fund, please contact your respective INAC regional office.
Applicants applying for funding under the FNIF will be evaluated as to how their Application (Business Case) meets the objectives set out for the applicable Project Category. Proposed projects must satisfy all mandatory screening criteria in order to be eligible for funding. Projects meeting the mandatory screening criteria will then be measured against the selection criteria for the project category selected, in consideration of local needs and priorities.
Review the section below to ensure that your proposed project meets the mandatory criteria and ensure that your application (Business Case) clearly states how and to what extent your proposed project meets the selection criteria identified for each Project Category.
In this Guide, "partnerships" means an arrangement between the applicant and other First Nation communities, provincial, municipal or private interests, for the purposes of providing public infrastructure and related services, that is characterized by the sharing of risks and rewards between the partners.
Mandatory Screening Criteria For All Categories:
The following are the mandatory screening criteria for ALL categories:
- The Project is supported by a Band Council Resolution (BCR) or a Tribal Council Resolution (TCR) or other documentation from Self-governing First Nations;
- The Project must be consistent with a sound strategy and/or community plan for its respective category;
- The Project must be consistent with Canada's objectives in respect of sustainable growth, competitiveness, and climate change;
- The Project must be consistent with all applicable Federal and provincial regulatory obligations and standards, as applicable;
- The Project demonstrates principles of sound budgeting (based on well-documented needs, is cost-effective, demonstrates full costs and cost-sharing, consulting fees and salaries are reasonable and justifiable, etc.); and
- The Project's results (deliverables) are measurable and achievable.
Category 1: Planning and Skills Development
Objective
The objective of this category is to support investment in community planning and/or skills development projects that will support long-term sustainable community development of First Nation communities.
Subcategories
To fall within this category, a Project must be directly related to one of the following subcategories:
- Comprehensive Community Planning
- Capital/Infrastructure Planning
- Training and awareness related to supporting community infrastructure
Selection Criteria
A Project will be ranked on how and to what extent it:
- Defines and specifies capacity gaps, and identifies how they are logically connected together;
- Clearly describes linkages to other initiatives related to community planning or capital/infrastructure planning and capacity building, and identifies potential or existing partnerships;
- Explains how First Nation community awareness, engagement, participation, consultation, and communication will be promoted;
- Proposes well planned and defined activities, logically sequenced, with realistic timelines;
- Considers and mitigates the short and long-term risks and impacts of the construction and use of infrastructure with respect to the environment;
- Uses best possible technologies, practices and approaches, including the use of innovative technology or processes;
- Levers other band, public and/or private sector funding;
- Demonstrates partnerships in the Project with applicable contiguous municipalities and provincial authorities;
- Responds to an urgent health or safety requirement; and
- Reduces or eliminates potential impacts or risks associated with disasters.
Additional Criteria for Comprehensive Community Planning Proposals
- Provides for a long-term commitment to planning and/or capacity building and specifies how capacity achieved through the project will be retained once it is developed;
- Takes a comprehensive approach to planning, including social, economic, environmental/land, cultural and governance aspects of a community; and
- Gives details as to how the planning process and community engagement will be administratively supported and maintained, and identifies the roles and responsibilities for individuals and/or teams/committees.
Category 2: Solid Waste Management
Objective
The objective of this category is to construct, restore and improve infrastructure that improves solid waste management and increases the recovery and use of recycled and organic materials, reduces per capita tonnage of solid waste sent to landfill, reduces environmental impacts and enhances energy recovery.
Subcategories
To fall within this category, a Project must be directly related to one of the following subcategories:
- Waste Disposal Landfills;
- Waste Diversion - Materials Recovery Facilities (Transfer Stations);
- Organics Management;
- Collection Depots;
- Thermal Treatment; and,
- Landfill gas recuperation
Selection Criteria
A Project will be ranked on how and to what extent it:
- Addresses the environmental impacts of current solid waste management practices and reduces environmental impacts and footprints, including reduction of per capita waste to disposal and/or increased percentage of per capita waste recycled or composted;
- Features closed-loop resource management (energy generated from solid waste, waste re-use, recycling and passive energy sources);
- Proposes well planned and defined activities, logically sequenced, with realistic timelines.
- Considers and mitigates the short and long-term risks and impacts of the construction and use of infrastructure with respect to the environment;
- Uses best possible technologies, practices and approaches, including the use of innovative technology or processes;
- Levers other band, public and/or private sector funding;
- Demonstrates partnerships in the Project with applicable contiguous municipalities and provincial authorities;
- In the case of a Project where the resulting infrastructure will serve a commercial operation, the Business Plan must provide for full cost recovery. If full cost recovery is not possible, the Business Plan must provide alternative strategies for recovery;
- Responds to an urgent health or safety requirement; and
- Reduces or eliminates potential impacts or risks associated with disasters.
Category 3: Roads and Bridges
Objective
The objective of this category is to construct, restore or improve public roads and bridges that will result in improved safety, support tourism and commerce, support social and economic development of local areas.
Subcategories
To fall within this category, a Project must be directly related to one of the following subcategories:
- Local roads, arterial roads and bridges within local boundaries; and,
- Roads and bridges projects which fall outside local boundaries but provide access to local communities. For this subcategory, the Applicant must demonstrate a partnership with the provincial or municipal jurisdiction where the road or bridge is located.
Selection Criteria
A Project will be ranked on how and to what extent it:
- Considers, improves and provides mitigation strategies for the impact the road investment will have on the local and surrounding roads infrastructure, transportation, and public safety and security;
- Improves access to business, employment and educational opportunities for local citizens;
- Proposes well planned and defined activities, logically sequenced, with realistic timelines.
- Considers and mitigates the short and long-term risks and impacts of the construction and use of infrastructure with respect to the environment;
- Uses best possible technologies, practices and approaches, including the use of innovative technology or processes;
- Levers other band, public and/or private sector funding;
- Demonstrates partnerships in the Project with applicable contiguous municipalities and provincial authorities;
- Responds to an urgent health or safety requirement; and
- Reduces or eliminates potential impacts or risks associated with disasters.
Category 4: Energy Systems
Objective
The objective of this category is to construct, restore or improve Local Band-owned Infrastructure that optimizes the use of energy sources (eg. in buildings and other installations), accesses provincially owned energy grids and reduces the GHG emissions and air contaminants arising from local sources.
Subcategories
To fall within this category, a Project must be directly related to one of the following subcategories:
- Connecting First Nations communities to provincial or other power grids;
- Retrofits of Local Band-owned buildings;
- Energy Systems such as renewable energy, combined heat and power, cogeneration and direct energy; and,
- Street Lighting.
Selection Criteria
A Project will be ranked in how and to what extent it:
- Reduces air pollution and/or GHG, with greater consideration for Projects with larger reductions, and taking into account the cost-effectiveness of the reductions per federal dollar provided and per capita;
- In the case of cogeneration and direct energy systems:
- displaces high-GHG energy sources;
- features the cost-competitive use of energy;
- In the case of buildings:
- addresses the use of heating and cooling systems using renewable sources, such as ground-source heat pumps, high-efficiency / low-emission biomass combustion systems, solar walls, and solar hot water systems;
- Increases comfort of occupants in buildings;
- Reduces community operation and maintenance burden associated with the infrastructure;
- Is supported by a local climate change plan;
- Increases energy efficiency, diversity and security, and considers the use of alternative sources of electricity, heating and cooling;
- Proposes well planned and defined activities, logically sequenced, with realistic timelines;
- Uses best possible technologies, practices and approaches, including the use of innovative technology or processes;
- Levers other band, public and/or private sector funding;
- Demonstrates partnerships in the Project with applicable contiguous municipalities and provincial authorities;
- Responds to an urgent health or safety requirement; and
- Reduces or eliminates potential impacts or risks associated with disasters.
Category 5: Connectivity Infrastructure Partnerships
Objective:
The objective of this category is to support under-connected First Nations to gain access to nearby regional broadband networks and/or nearby regional telecommunications rural broadband expansion projects in order to enhance community access to information and broadband technologies.
Subcategories:
To fall within this category, a project must be directly related to one of the following infrastructure subcategories:
- High-speed backbone (transport) networks;
- Broadband points of presence (PoPs);
- Local access networks;
- Community satellite equipment.
Selection Criteria:
A project will be ranked based on how and to that extent it:
- Captures a large regional cluster of highly under-served communities (in terms of connectivity); and partners and levers other regional federal, provincial government, nearby communities, private sector firms and band funding or connectivity investments;
- Demonstrates long term financial and operational sustainability;
- Demonstrates community commitment and support;
- Supports community public and private revenue creation;
- Supports remote electronic infrastructure monitoring and control;
- Engages local federal and provincial education, health, infrastructure and economic development stakeholders in long term e-service and program delivery;
- Anticipates and demonstrates local community technology support;
- Uses best, most appropriate and cost effective technology available;
- Responds to urgent health and safety requirements;
- Supports community emergency planning; and,
- Demonstrates consistency with existing government/industry strategies and initiatives in the province; and,
- Creates direct and indirect FN economic development opportunities.
NB: To assist in preparation and partnership development, each province (with sufficient evidence of regional FN leadership support) may apply for a comprehensive regional connectivity and partnership planning study.
The following provides a brief explanation of the information required in each section of the application form. If you require additional assistance in completing the attached application form, please contact your local INAC regional office.
Section I - Applicant/Sponsor Information
Legal name of applicant
Please provide the full legal name of the First Nation that is applying for funding.
Band Number
Provide the Band Number.
Contact person
Provide the name of a contact person, i.e., person who can answer questions concerning the project.
Language preference
Indicate whether your preferred language of communication is English or French.
Telephone, fax and email address
Please provide telephone, fax and email co-ordinates for the contact-person.
Section II - Project Information
Project title
Use a brief, yet descriptive title for the project, e.g., Increase in sewage treatment capacity at Riverdale Plant.
Project location
Please provide the specific location of the project.
Band Project Reference Number
Please provide the file number assigned to the proposed infrastructure project by the applying First Nation. This information is not mandatory.
Municipal / Band Council Resolution
Number and date of the Band Council resolution approving the construction, operation and ongoing maintenance cost of the project.
First Nation Priority
Please indicate what priority level the applicant places on the proposed project. This information is particularly useful if the applicant is proposing more than one project.
Project description/abstract
Provide a brief description of the project and its objectives.
Nature of project
Is the project primarily a new construction, an expansion or renewal of a pre-existing infrastructure, or related to planning and skills development? The general/periodic repair or maintenance of an existing roadway, facility or equipment, for example, is not considered an eligible project.
Public/Private/First Nation Partnership
Does the project involve a private organization that is proposing to build for profit infrastructure for public use or benefit? If so, then complete Schedule A of the application form.
Joint Project
Does the project directly involve another municipality or First Nation, i.e., is it an "inter-municipal" project. If so, then provide information on the joint applicant.
Joint Project Applicant Information
Provide the same information as for the applicant section. Information on up to five partners can be provided here.
Section III - Project Categories
Identifying project Category
Please indicate which one of the project categories best describes the project.
Section IV - Project Benefits
Primary project benefits
A list of potential benefits from programs financed through the First Nation Infrastructure Fund is provided as Schedule B. Please list the most important benefits measures (up to five) for the project and, for each measure; provide details on the baseline (i.e., the current situation) and the end result (i.e. target) that the project will generate.
For example, if the project was to increase the capacity of a road, then the appropriate benefits measures listed at Schedule B might be: 1) Increase road safety on local roads; 2)Decrease the response time for emergency vehicles.
Additional benefits
Provide a description of additional benefits resulting from this project, specifically those that would have an impact on other communities. It is mandatory for the First Nations to indicate the number of person-days of work generated by the project.
Number of Persons Days of Work Generated
Provide the number of persons days of work generated by his project.
Section V - Other Requirements
Anticipated Project start date, completion
Provide the anticipated start and completion dates for the project.
Date and milestones
Milestones should be provided for projects whose construction time is expected to last beyond one year. A description of each milestone and its anticipated completion should be provided.
Project Management
Please describe how the First Nation will ensure that the infrastructure project is completed on time and on budget.
Project Rationale
Please provide a brief explanation of (a) how the project supports the development plan for the community; (b) how the project will affect the social, economic and/or natural environment of the First Nation.
Rational for First Nation Infrastructure Funding
Please explain why funding provided under the First Nation Infrastructure Fund is required to enable the project to proceed, increase its scope (size) or allow it to proceed earlier than originally planned.
Environmental impact description
Please provide information on the anticipated impact of this project on the environment and proposed mitigation measures. (Refer also to Section VII).
Technology description
Provide details on the technology to be incorporated into the proposed project. The information provided should focus on new approaches, best practices and whether the project uses the best available technologies (that are economically feasible).
Operations and Maintenance
Please describe what provisions have been made to finance the continuing operation and maintenance of the proposed project once completed. First Nations are to indicate the estimated yearly operating costs beyond project completion.
Mitigation
Provide details on how this project will mitigate risks and potential impacts on the environment.
Funding Leverage
Provide information on how this project will benefit more than one First Nation community.
Communications plan
Describe all planned communications activities for the project and target dates (e.g., project announcement, ground breaking, ribbon cutting). Contact your local
INAC Regional Office for assistance on this.
Section VI - Project Costs
Total costs
Figures in this column should represent the total costs associated with the project i.e. costs borne by the First Nation.
Construction costs
Provide a forecast of costs directly related to the construction of the project.
Non-construction costs
Other costs such as fees and salaries paid for services that are directly related to the project, e.g., architectural fees.
Tax rebates
Please indicate the value of GST and PST taxes paid in relation to the project for which the applicant is eligible for a tax rebate.
Proposed Financing of approved costs
Based on the estimate of total costs, the applicant should provide a fiscal year by fiscal year estimate of the financing required to bring the project to fruition. This estimate should include separate figures for the amount to be paid by the applicant and each partner.
Section VII - Environmental Assessment
Environmental Assessments
All proposed projects shall be screened as per the requirements of Canadian Environmental Assessment Act (
CEAA). Projects which require an environmental assessment shall be assessed as per Canadian Environmental Assessment Act (
CEAA) and Indian and Northern Affairs Canada's environmental assessment processes. For further details on environmental assessment requirements please contact your
INAC regional office.